keep customers' digital assets in accordance with the notification of the SEC for 194 days. In this regard, Satang did not deposit customers' digital assets with digital asset depository

respondents agreed with the principles and the proposed amendments to such regulations. The SEC has therefore issued the amendments* with the key points as follows:   (1) DA operators are required to keep

Kasikorn Securities Plc., the SEC probed into the case and found that {A} failed to keep several records of investment advice and client's trade order instructions. Besides, communication records between him

orders from another client's child, not being the account owner's appointee; as well as failed to keep complete records of her clients' orders. She admitted that she had always taken orders from such

from a person being neither account owner nor account owner's appointee. In addition, he had provided a client's trading information to another client, as well as frequently failed to keep records of his

loans to customers and accrued interest receivables of 14 domestically-registered commercial banks grew in line with increased business loans, whereas outstanding deposits showed higher growth of 6.12

) had total transactions of 1,734,915 transactions per month, increasing 5.1% QoQ.  Lending outstanding amount was Bt93mn (NPL 1.3%).  Number of “Boonterm kiosk” was 130,065. Business Overview For the

partial tender offer of the business under Chapter 5 of the SEC Notification No. ThorJor. 12/2554. 1 In case of shares, regardless of class or issue, the total number of outstanding securities = ordinary

already received the payments from the purchaser for the outstanding amount. For the three-month period financial statement ended June 30, 2017, the Company recorded lower Finance cost than the Finance cost

for the outstanding amount. For the three-month period financial statement ended September 30, 2017, the Company recorded lower Finance cost than the Finance cost in the same period ended September 30