such as chief executive officers, chief financial officers and chief accountants. This is to make sure that they understand their roles, duties and responsibilities from the start, as far as financial

debt instrument issuance and takeover activities and enhancing oversight of audit firms and capital market professionals;  (5) Enhancement of Law Enforcement and Penalty: vesting SEC officers the power

officers of asset management companies to discuss and share views on business development and the board of directors’ roles are responsibilities regarding liquidity risk supervision. Now, the SEC is

Commission and BHR Working Group Officers, NHRC, held meeting no. 2/2019 with SEC Secretary-General Ruenvadee Suwanmongkol, and Director of Corporate Governance Department Somsuda Tanchanpongs, to discuss

other related channels, filing complaints with the inquiry officers, and informing the SEC for further publicity.The SEC would like to urge the public to exercise caution when being solicited to make

activities via various channels including production of an auditor?s reporting handbook and organization of preparatory guideline seminars for auditors in the capital market, chief financial officers, audit

take reasonable actions to ensure that the issuer or the offeror of securities or its directors or executives, as well as the financial advisor’s directors, executives, supervisors and operating officers

for the company in Hong Kong SAR, who provides services of gold futures contracts trading. The company has managed to have marketing officers to call and solicit investors to invest and sent out the

Commission No. SorThor. 67/2543 Re: Rules for Registration of Marketing Officers dated 21 December 2000; (2) The Notification of the Office of the Securities and Exchange Commission No. SorThor. 10/2544 Re

Official Information Act: Persons to whom requests for information are made/persons who request information /employees/persons who receive letters/names of officers who request information from the Office of