, particularly during the current escalating trading of securities with a high P/E ratio and under cash balance rule. SEC Secretary-General Vorapol Socatiyanurak said: ?The SEC has urged securities companies to
, supervisory guidelines for bills of exchange and extension of regulation on net liquid capital rule on business operators of brokerage, dealing and underwriting of investment units (LBDU) as follows: 1. Bill
market. The consultation paper is available at thaibma.or.th/EN/Rule/PublicHearing/PublicHearing07112024.aspx. Stakeholders and interested parties are welcome to submit comments and suggestions on
emphasized the SEC's primary roles in regulation and development to enhance the competitiveness of businesses and capital market stakeholders, as well as to strengthen trust in the capital market with
?Bangkok, December 18, 2012 ? The SEC is seeking public comment on a draft revision to the rule governing arbitration procedures in order to bring about flexible, complete and appropriate practices
Bangkok, November 16, 2011 ? The Capital Market Supervisory Board has approved a disclosure rule requiring issuers of all types of securities for public offering present a clear and concise factsheet
standard, and to disclose related-party transactions for past three years. Rule No. (1) – (4) will come into force for the filing from 1 April 2019 onward. Rule No. (5) will be in effect for the filing
Bangkok, January 19, 2012 ? The SEC is seeking public comments on a draft amendment to the property fund rule governing allocation of investment units which would ? through exemption of the small lot
operating securities business | - |- Registration |- Net Liquid Capital Rule (Section 49) |- Executives / Personnel | - |- Approval & Qualifications (Section 24) |- Major Shareholders | - |- Approval
The SEC has recently issued a rule revising the definitions of institutional investor, ultra-high net worth investor and high net worth investor* used for investment in financial products under