เมื่อวันที่ 17 กรกฎาคม 2564 โดยเผยแพร่ผ่านช่องทางเฟซบุ๊กไลฟ์ “เพจสำนักงาน กลต.”นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ ก.ล.ต. กล่าวว่า “การจัดงานสัมมนาวิชาการ “SEC Capital Market Regional Seminar 2021 ครั้งนี้
วิทยาเขตศรีราชา และดร. จุมพฏ บริราช คณบดีคณะวิทยาการจัดการ มหาวิทยาลัยเกษตรศาสตร์ วิทยาเขตศรีราชา ร่วมกล่าวเปิดงานสัมมนาวิชาการด้านตลาดทุนในระดับภูมิภาคประจำปี 2566 “SEC Capital Market Regional Seminar 2023
asset management companies to seek business opportunities in the region by using the infrastructure trust, a new vehicle for investment in overseas infrastructure projects. With intra-regional investment
The Securities and Exchange Commission (SEC) and the Association of Thai Securities Companies (ASCO) co-organized the SEC 2024 Supervision Approach and Risk Management Guideline seminar to foster
officers of asset management companies to discuss and share views on business development and the board of directors’ roles are responsibilities regarding liquidity risk supervision. Now, the SEC is
Management Discussion and Analysis 1 Ref: AC.017/2020 18 May 2020 Subject: Management discussion and analysis of financial position and operating results To: President and Manager The Stock Exchange
been in place, so that the SEC imposition of supervision and enforcement measures will be considered proportionately and appropriately, in favor of such business operators. The risk management manual
Mrs. Pornanong Budsaratragoon, SEC Secretary-General, delivered a keynote speech on "Supervision for Sustainable Growth" at the TFPA Wealth Management Forum 2023: Default & Fraud, organized by the
company, (2) Be under the supervision of high-level management, (3) Have knowledge, ability and readiness to undertake the duty, and (4) Execute the duty by taking into consideration the benefits of
Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management