representatives of private funds; “Office” means the Office of the Securities and Exchange Commission. Clause 3. In appointing representatives under this Notification, if the management company appoints the persons
of representatives for sale or acceptance of redemption of investment units and marketing representatives of private funds; “management company” means a management company under the Notification of the
of representatives for sale or acceptance of redemption of investment units and marketing representatives of private funds; “management company” means a management company under the Notification of the
the Royal Gazette, respectively. Meanwhile, the Association of Investment Management Companies (AIMC) would prepare a notification of investment unit redemption systems, to be approved by SEC. This is
. Most of the respondents expressed agreement with the principle proposed.Therefore, SEC has drafted a notification requiring asset management companies and trust managers which make a projection of
Office under the Notification of the Capital Market Supervisory Board concerning Establishment of Retail Funds and Mutual Funds for Accredited Investors and Execution of Agreement for Management of Private
of the Securities and Exchange Commission Nor Por. 4/2561 Countries Recognized by the SEC Office concerning Supervisory Measures on Investment Management 12/11/2018 Notification of the Office of
of the Securities and Exchange Commission Nor Por. 4/2561 Countries Recognized by the SEC Office concerning Supervisory Measures on Investment Management 12/11/2018 Notification of the Office of
of the Securities and Exchange Commission Nor Por. 4/2561 Countries Recognized by the SEC Office concerning Supervisory Measures on Investment Management 12/11/2018 Notification of the Office of
Securities and Exchange Commission Nor Por. 4/2561 Countries Recognized by the SEC Office concerning Supervisory Measures on Investment Management 12/11/2018 Notification of the Office of the Securities