(1999), as amended. Remark: * SEC News No. 75/2024 headlined: “SEC imposes civil sanctions on six offenders for manipulating BM prices,” released on 2 April 2024: https://www.sec.or.th/EN/Pages
(1999). Note: * SEC News No. 69/2024 headlined: SEC imposes civil sanctions on 12 offenders for manipulating SCN share prices, released on 28 March 2024: https://www.sec.or.th/EN/Pages/News_Detail.aspx
actions.________________________ Remark: * SEC News No. 86/2023 released on 29 May 2023 with the headline, “SEC imposes civil sanctions on six offenders for disclosing and exploiting
analyze, the SEC imposes certain requirements on the issuers covering (1) investor rights protection and fair treatment for all shareholders, (2) qualifications, duties and responsibilities of directors
the unfair securities trading misconduct constitutes a predicate offense under the Anti-Money Laundering Act B.E. 2542 (1999).Note:* SEC News No. 334/2025 dated 25 December 2025 “SEC imposes civil
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6507 SEC imposes civil sanction on eight offenders for insider trading of PTL shares from the date specified in the SEC letter to be issued to notify their possession
Laundering Act B.E. 2542 (1999). ______________________Remark: * SEC News Release No. 8/2024 published on 11 January 2024, headlined: “SEC imposes civil sanctions on nine offenders for manipulating NMG, EIC
reported the case to the AMLO for consideration of further actions.______________________Remark: * SEC News No. 25/2023 released on 8 February 2023: “SEC imposes civil sanctions on 14 offenders for share
the principles and draft notifications for the amendments to https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10499 SEC imposes penalties on AEC and its executives and investment consultants