choose the persons to operate a business on their behalf in a more flexible manner, whereby the business operators will be able to delegate other persons in respect of work related to the business
employees providing advice to the investors in order to prevent conflict of interest in respect of advice provision;4. The wealth advice service providers who are securities brokers may automatically
January 2022, 1000X, the service provider of the website https://www.1000x.live (1000x.live), had provided services or presented itself to the public that it was ready to provide the service with respect
Bangkok, October 8, 2010 ? The SEC has directed Nippon Pack (Thailand) Plc. (NIPPON) to rectify its financial statements for the year 2009. In this respect, NIPPON is required to submit to the SEC
the credit was not rated and found defects in consideration of important information or factors with respect to the issuer, and this affected its capability to repay the principal and pay interest
million, an increase of 17% from 2Q2017. Fees and service expenses were mainly fees paid in respect of securities trading and futures trading, and retaining fee of ONE Asset Management Limited (the
. 2.2 Fees and service expenses The Company’s fees and service expenses in 3Q2018 were Baht 104 million, an increase of 7% from 3Q2017, mainly from an increase in the Company’s fees paid in respect of
apply to any undertaking with respect to the following matters, mutatis mutandis. (1) application for approval, granting approval, and conditions in granting approval of trust managers; (2) cessation of
of margin call: (1) the required amount of the initial margin and the maintenance margin . If the derivatives broker calls for a different amount of initial margin or maintenance margin in respect of
evidence of margin call: (1) the required amount of the initial margin and the maintenance margin. If the derivatives broker calls for a different amount of initial margin or maintenance margin in respect of