SEC Deputy Secretary-General Sirivipa Supantanet stated that “this is the first study of audit adjustments in Thailand.  This study presents errors in accounting transactions found by auditors

year, SEC presents a “digital showcase” online exhibition and creates digital media to widen public knowledge on the use of technology in Thai capital market, such as the progress of infrastructure

Summary of Rules on Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People’s Republic of China and Thailand (HK-TH MRF) 1. Offerings for sale of Hong Kong Covered

, which caters for equities and one-off issuance of plain debt securities to allow issuers making cross-border offerings to achieve faster time to market and lower cost.As interest and adoption of

Scheme (Scheme) for multi-jurisdiction offerings of equity and plain debt securities  in ASEAN. The Scheme aims to facilitate fund raising activities as well as to enhance the investment opportunities

ก.ล.ต. ในฐานะประธานคณะทำงานด้านกองทุนรวมและด้านการกำกับดูแลสินทรัพย์ดิจิทัล ได้เสนอแผนการจัดทำ Guidance Notes on Disclosure Requirements for Wrapper of Prospectuses for Cross Border Offerings เพื่ออำนวย

statistics regarding the equity and debt crowdfunding offerings issued through their platforms including default (in case of debt crowdfunding);           (4) To put risk warning statements on crowdfunding

before making decisions to invest in initial public offerings (IPO).  SEC Deputy Secretary-General Prakid Punyashthiti said: ?Investors should study the information of any  financial instument of their

Bangkok, 1 November 2017 ? The SEC is seeking public comments on the draft rules governing initial public offerings (IPOs) to cornerstone investors to create greater opportunity for success of IPOs

offerings in the region, strengthening potential of ASEAN capital markets and providing more alternatives to non-retail investor in Thailand. In addition, offer for sale of ASEAN CIS to retail investor will