Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries

Rules on Application for Obtaining Approval and Granting to Perform Trust Business

investment through obtaining ownership of assets:   suitable for infrastructure assets with transferable ownership such as https://www.sec.or.th/EN/Pages/LAWANDREGULATIONS/INFRASTRUCTURETRUST.aspx English

Far East Ltd, increase of registered capital, allotment of newly issued ordinary shares via Private Placement and schedule for EGM No.1/2025 16/06/2023 08:22 The Asset Acquisition by Acquiring shares of

News Network Corporation Public Company Limited News Network Corporation Public Company Limited (NEWS) offer for sale newly issued securities shares for a private placement without obtaining a prior

SAMART TRAFFIC COMPANY LIMITED (SMT) SAMART TRAFFIC COMPANY LIMITED (SMT) offered for sale newly issued securities in the category of debentures and bills without obtaining an approval from the SEC

Mr. Matthew Christensen Matthew Christensen operated derivatives business without obtaining license or registration from the SEC, in violation of the Derivatives Act B.E. 2546 (2003), Section 16 and

S D Global S D Global operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under

Seandar Inc. Seandar Inc. (or Seandar) operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to

Mr. Thanawat Kiattisak Mr. Thanawat Kiattisak operated derivatives business without obtaining license from the SEC with the other person, in violation of the Derivatives Act B.E. 2546 (2003