of the Securities and Exchange Commission No. 30/2558 Re: Approval of Foreign Auditors in the Capital Market; in addition to not corporate with the SEC; this approval may be terminated. yours sincerely
://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-deri.doc EDITED not entitled upon the employees whose memberships have been terminated, and are determined by the fund’s articles to be an asset of
to maintain the qualifications as head of audit firm or partner or equivalent position from being terminated as capital market auditor immediately as long as they proceed to rectify and resume the full
, starting from 31 October 2017. Asia Plus Securities has terminated his employment since 19 October 2016.Investors are strongly advised to check their investment information in the status report of their
his approval has already expired since 31 December 2016, the SEC will not accept his future application for approval as capital market personnel for the next 10 years.KBANK has already terminated
Department accepted on 13 May 2018. Earlier, the Department dismissed IFEC request to have Mr. Theetiphan Thepphadungporn registered as a new director.Having only three directors on the board is insufficient
? former investor contact, {B}, had sent trading orders through the client's account without record and evidence of trading orders. His misconduct caused damage to the client and the firm dismissed him from
. The Court, however, dismissed the charges against Nongluck Sinprasertlert and Adirek Umbangtalad due to lack of evidence. As investor contacts of Kim Eng Securities (Thailand) PLC, Chonburi Branch, and
Public Company Limited (the “Company") would like to inform that the Company has terminated the investment in PVR BLUO Entertainment Limited as follow details: 1. Date of Transaction: 1 September 2017 2