three offenders refused to enter the criminal fining process. The SEC, therefore, filed the criminal complaint with the ECD Police for further legal proceedings. This case is under consideration of the

criminal fining process. The SEC, therefore, filed the criminal complaint with the ECD Police for further legal proceedings. This case is under consideration of the public prosecutor. SEC Act S.246

^10000&ps=2&mm=100&qf=title_th_default&fq=system_name%3ASEC_News&start=240&rows=10 241 - 246 of 246 results Sort by: Relevance Date (Newest) Date (Oldest) Criminal Fining Committee imposes fines on false

://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8215 Criminal Fining Committee imposes fines on false statement and insider trading of RASA shares Bangkok, 21 September 2016 ? The Criminal Fining Committee has

in violation of Section 246 and Section 247 of the Securities and Exchange Act of 1992, in conjunction with Section 83 of the Penal Code. The three offenders refused to enter the criminal fining

period was over; (2) I was subject to the civil fine imposed by the Civil Sanction Committee with the written notice, and it has not yet surpassed the period specified by the SEC Office (the maximum period

paragraph 1 of the SEA. As the accused committed the several distinct and different offences, the Court inflicted the penalty prescribed for each offence as follows: (1) For a count of failure to submit the

penalty prescribed for each offence as follows: (1) For a count of failure to submit the audited financial statements for the year 2012, the Court sentenced the accused to pay a fine of 20,000 Baht and a

as a listed-company director with responsibility, prudence, honesty and integrity. As a result, the Civil Penalty Consideration Committee ordered Mr. A to pay a civil fine and compensate the SEC for

a single offense that violates multiple legal provisions. Pursuant to Section 90 of the Criminal Code, the penalty shall be imposed under the provision prescribing the heaviest punishment, namely, the