) June 23-24, 2008. Earlier on February 17, 2011, the Settlement Committee under the Securities and Exchange Act B.E. 2535 (SEA) had imposed fines in the amounts of 16,071,788.32 baht and 4,563,791.25 baht

, which are deemed illegal under the laws enforced by the SEC, the SEC will request that the event organizers close these booths and pursue legal action, which may result in both imprisonment and fines. If

imposed fines on another principal and aiders or abettors of the RICH price manipulation scheme.The action of {A}, one of the principals in the RICH price manipulation scheme, was in violation of Sections

purchase or sell such shares which resulted in the purchase or sale of UMI shares not consistent with the normal market conditions. Failed to pay fines as ordered by the Settlement Committee, the SEC

specified period. On February 15, 2010, the Bangkok South Criminal Court sentenced the accused to pay a fine of Baht 60,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in a

of prosecution date until the company so complies. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 168,500 and a further fine of Baht 100 each day

. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of 55,100 Baht. SEC Act S.56(2)(4) Criminal Complaint Filed with an Inquiry Official Dated 31/07/2013

day starting from the next day of prosecution date until the company so complies. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 100,600 and a further

reduced the fines by half, resulting in a fine of Baht 118,500 and a further fine of Baht 150 each day starting from the next day of prosecution date until the company so complies. In addition to (1) the

starting from the next day of prosecution date until the company so complies. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 118,500 and a further fine of