amount of total fine for the accused is 211,800 Baht. Since the accused pled guilty, the Court reduced the fines by half, resulting in a total fine of Baht 105,900 and a further fine of Baht 100 Baht each
) June 23-24, 2008. Earlier on February 17, 2011, the Settlement Committee under the Securities and Exchange Act B.E. 2535 (SEA) had imposed fines in the amounts of 16,071,788.32 baht and 4,563,791.25 baht
, which are deemed illegal under the laws enforced by the SEC, the SEC will request that the event organizers close these booths and pursue legal action, which may result in both imprisonment and fines. If
imposed fines on another principal and aiders or abettors of the RICH price manipulation scheme.The action of {A}, one of the principals in the RICH price manipulation scheme, was in violation of Sections
purchase or sell such shares which resulted in the purchase or sale of UMI shares not consistent with the normal market conditions. Failed to pay fines as ordered by the Settlement Committee, the SEC
reduced the fines by half, resulting in a total fine of Baht 715,500 and a further fine of Baht 250 each day starting from the next day of prosecution date until the accused filed the audited financial
statements for the year 2016 – 2018. Since the accused pled guilty, the Court reduced the fines by half, resulting in a total fine of Baht 715,500 and a further fine of Baht 250 each day starting from the next
the accused pled guilty, the Court reduced the fines by half, resulting in a total fine of Baht 147,250 and a further fine of Baht 250 each day starting from the next day of prosecution date until the
statements for Q2/2019 to the SEC within the specified period. The Criminal Court sentenced the accused to pay a fine of Baht 1,739,000. Since the accused pled guilty, the Court reduced the fines by half
. Since the accused pleaded guilty, the Court reduced the fines by half, resulting in a fine of Baht 4,000 and a further fine of Baht 50 Baht each day for 5,146 days starting from November 15, 2019 until