Criminal Code. If the defendant failed to pay the fine, enforcement shall proceed in accordance with Sections 29 and 30 of the Criminal Code. DAB Act S.94 Criminal Complaint Filed with an Inquiry Official

defendant failed to pay the fine, enforcement shall proceed in accordance with Sections 29 and 30 of the Criminal Code. DAB Act S.94 Criminal Complaint Filed with an Inquiry Official Dated 05/07/2019

statements for Q3/2018 to the SEC within the specified period. This case is in the process of inquiry by the inquiry official. SEC Act S.56(1) Criminal Complaint Filed with an Inquiry Official Dated 13/08

number of voting rights of the business. This case is in the process of inquiry by the inquiry official. SEC Act S.246 Criminal Complaint Filed with an Inquiry Official Dated 28/08/2019

inquiry official. SEC Act S.246 Criminal Complaint Filed with an Inquiry Official Dated 28/08/2019

of the Securities and Exchange Act whereby the SEC had informed Mr. Suphan Sethapanich to accept the fine settlement but he did not agree to do so. The SEC, therefore, filed the criminal complaint

reduced the fines by half, resulting in a total fine of Baht 715,500 and a further fine of Baht 250 each day starting from the next day of prosecution date until the accused filed the audited financial

day of prosecution date until the accused filed the audited financial statements for the year 2016 – 2018 to SEC. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 18/10/2019

the SEC within the specified period. The right to institute a criminal prosecution is extinguished by the death of the offender. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated

accused filed the audited financial statements for the year 2018 to SEC. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 18/10/2019