Bangkok, 11 September 2017 - The SEC has suspended the approval of five securities investment consultants for failing to perform duties in compliance with professional standards. The suspended
loans provided by clients, as well as, failing to discharge the duty properly as a manager in supervising and examining the staff's conduct to ensure the compliance with laws and regulations, in violation
misappropriation of assets belonging to 11 clients, with a total value of THB 19,316,457. The misconduct comprised the following: (1) failing to invest the money of 11 clients in accordance with their intentions
; (5) having the study or research results that show the possibility of providing innovative financial services; (6) having no record of violating or failing to comply with the regulations or conditions
study or research results that show the possibility of providing innovative financial services; (6) having no record of violating or failing to comply with the regulations or conditions related to
from the approval date; (5) having the study or research results that show the possibility of providing innovative financial services; (6) having no record of violating or failing to comply with the
91.12 million due to an increase in short - term loan from financial institutions (promissory note) at the amount of Baht 182.96 million. As at 31 December 2017, the Company was failing to comply with the