Mr. Sanpapol Rattanarungroj Mr. Sanpapol Rattanarungroj , as managing director responsible for the operation of S.E.C. Auto Sales and Services PLC (SECC), failed to supervise SECC to submit the
S.E.C. Auto Sales and Services PLC S.E.C. Auto Sales and Services PLC failed to prepare and submit the financial statements for Q1/2013 and Q2/2013 to the SEC and the SET within the specified period
Datamat PLC Datamat PLC (DTM) failed to prepare and submit the financial statements for the six-month period ended June 30, 2013 to the SEC and the SET within the specified period. A statute of
Singha Paratech Public Company Limited Singha Paratech Public Company Limited, failed to prepare and submit the financial statements for the year 2012 and the annual registration statement for the
The International Engineering Public Company Limited The International Engineering Public Company Limited (“IEC”) has failed to submit the reviewed financial statement for Q1/2017 to the SEC and the
. That is, the securities broker failed to Inefficient management and management of liquidity risks. (2) failed to maintain the net capital (“NC”) in accordance with the rules, conditions and procedures
Bitazza Company Limited Bitazza Company Limited, a digital asset broker, failed to calculate, prepare and submit the daily net capital report (Form Dor Jor. 1) for the period from June 26, 2024 to
Bitazza Company Limited Bitazza Company Limited, a digital asset broker, failed to calculate, prepare and submit the monthly net capital calculation report (Form Dor Jor. 2) for the period of June
GMO-Z com Securities (Thailand) Public Company Limited GMO-Z com Securities (Thailand) Public Company Limited (“Z com Securities”) failed to maintain its net capital ratio (NCR) in accordance with
Mr. Palits Phanpanit Mr. Palits Phanpanit, the managing director responsible for the operation of Yarnapund Public Company Limited (YNP), failed to supervise YNP to prepare and submit (1) the