, repealing the requirement to have the fund supervisor approve a property insurance agreement, extending the income guarantee clause to cover an event of capital increase filing, and repealing the
, trustworthiness, and competitive advantage. ?The SEC wishes to enhance the roles of audit committee by prescribing proper educational background and accounting experiences, extending scope of roles and duties to
transactions, concealing such B/E sale by omitting the sale transactions from the company’s accounting records, and concealing the fraud by extending the maturity terms of such B/E issues several times. The
account for receiving the B/E transfer transactions, concealing such B/E sale by omitting the sale transactions from the company’s accounting records, and concealing the fraud by extending the maturity
development. SEC Chief also informed UNDP of the upcoming launch of Thailand Responsible Business Network (TRBN), which is a collaborative network jointly initiated by SEC, the Thai listed Companies Association
new developments in capital markets. In addition, this Meeting discussed preparation for the upcoming ACMF Chairs’ Meeting, which will be presided over by SEC Secretary-General Ruenvadee Suwanmongkol
Derivatives Act of 2003 and will support the Thailand Futures Exchange (TFEX)?s upcoming launch of silver futures by the second quarter of this year. ?Those who undertake precious metals business will be
proposal aims to provide adequate mechanism to support the upcoming liberalization of securities business and promote new financial products which the business operators may expose to compliance risk
Bangkok, May 31, 2011 - The SEC will revise regulations on taking custody of client?s assets by securities company and derivatives broker in response to upcoming reduction of protected deposit under
Bangkok, April 18, 2014 ? The SEC urged shareholders of GOLD and UV to carefully study information on valuation of GOLD?s assets in a proposed related party transaction at the upcoming shareholders