. Notification of the Securities and Exchange Commission Kor.Dor. 17/2539 Rules, Conditions and Procedure for Applying for License and Granting of License to Provide Services as Securities Registrar (Codefied
Effective Date 1. Act Securities and Exchange Act 2535 230 12/03/1992 16/05/1992 2. Notification of the Securities and Exchange Commission Rules and Procedures for Applying for License and Registration
Effective Date 1. Notification of the Securities and Exchange Commission Rules and Procedures for Applying for License and Registration of Association related to Securities Business 03/08/1992 2
statement, as specified in the aforesaid Notification. Nevertheless, the SEC continues to encourage listed companies to focus on important matters, applying the existing fee reduction measures. These
analysis, applying AI and Machine Learning technologies to detect irregular transactions, and improving the effectiveness of misconduct prevention and investor protection.In 2025, the SEC will continue to
follows: (1) To categorize licenses by business types instead of product types, grouping businesses with similar risk profiles together. This approach would give businesses more flexibility in applying
August 2023, whereby most respondents agreed and gave suggestions on matters such as determination of qualifications of the association applying for approval to ensure that the association has knowledge
the accurate preparation of financial statements. This will facilitate the executives of listed companies in applying financial information for business decision-making in a prompt and accurate