order to assess suitability before investing in or entering into a transaction of such capital market product. In this regard, such examination shall be in accordance with the suitability test as

into a transaction of such capital market product. In this regard, such examination shall be in accordance with the suitability test as determined by the SEC Office. The first paragraph shall not be

Bangkok, August 20, 2012 ? The SEC revealed that examination on quality assurance of audit firms showed satisfactory result after the issuance of regulation requiring all auditors of companies in the

related to the product.   In essence, the public consultation is on the proposed qualifications of cryptocurrency investors and the proposed requirement for a knowledge test before services on digital

required to employ Value-at-Risk (VaR) approach in determining global exposure to better reflect market risk. Also, the funds must run stress test and back test along with disclosing information on VaR in

An examination on the provision of Zipup/ZipUp+ services, which offer returns in the form of bonus reward for users of Z Wallet on the digital asset exchange of Zipmex Thailand, showed that the

examination on suspicious facts. Overall, the number of complaints against unlicensed securities or derivatives businesses is on a gradual decline, and 75 percent of the cases is beyond the SEC?s authority, for

มาตรฐานการประกอบธุรกิจ”) ไดก้าํหนดขอ้ยกเวน้การประเมิน ความเหมาะสมในการลงทุนหรือการทาํธุรกรรมในผลิตภณัฑใ์นตลาดทุน (“suitability test”) สาํหรับการลงทุน หรือทาํธุรกรรมในกองทุนรวมตลาดเงินในประเทศ ซึ งอาจ

report and the amended financial statements was 6 February 2017. KC requested an extension to the deadline of the special audit report to allow more time to complete the examination and review of all

public monitoring, examination, and evaluation of my work as the SEC Secretary-General. All feedbacks and suggestions are welcomed as part of our mutual efforts going forward,” she added