conjunction with Section 83 of the Penal Code. The Civil Sanction Committee has resolved to authorize the SEC to initiate civil sanction proceedings against the 13 offenders, requiring each to pay civil penalty
this case, the SEC revoked his approval and barred him from serving as capital market personnel for two years.Vasant Thienhom, SEC Deputy Secretary-General said that "Investors must not authorize or
Software Subscription and the Grant of License from Oracle For the first 6 months of 2020, revenue from subscription fee and one-time license from Oracle significantly increased by 12.87 Mb or 151. 44
appropriate, the SEC Office may grant an extension to the submission period of such report. Clause 5 This Notification shall come into force as from 16 June 2021. Notified this 21st day of May 2021. 2
statements. Considering that financial statements provide investors and shareholders with vital information for making investment decision and monitoring listed companies’ performance, the SEC did not grant
year from the original rates of each series, during the extended maturity periods; and(5) Revising the terms and conditions for two bond series – PRIME253A and PRIME25DA – to grant the bond issuer the
) register the bonds with the Thai Bond Market Association (ThaiBMA) in all cases. In this regard, the SEC would grant a temporary exemption to the roll-over of outstanding non-investment grade bonds** to
NAKON264A) to grant the issuer the right to redeem the bonds prior to the maturity dates (call option). The SEC requires that the bondholders’ representatives analyze the benefits and shortcomings as well as
)2. นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ ก.ล.ต.3. Ms. Melea Cruz, Partner at Grant Thornton in Thailand4. H.E. Mr. Kees Rade เอกอัครราชทูตราชอาณาจักรเนเธอร์แลนด์ประจำประเทศไทย 5. นางสาวประนัปดา พรประภา
media trends; (2) Fan token: tokenized by the fame of influencers; (3) Non-fungible token (NFT): a digital creation to declare ownership or grant of right in an object or specific right. It is