@sec.or.th. The public hearing ends on 31 October 2024. Remarks:   * Short selling transaction refers to the sale of securities that are borrowed for delivery, either in the name of the securities company or

operator. The loss occurs due to the business operator taking a position, either long and/or short, in securities, financial instruments, or derivatives.  

the List of Registered Social Enterprises and the List of Registered PP-SME Participating Entities, respectively (as of 7 May 2020). Therefore, the said company’s offering of either newly issued

Registered Social Enterprises and the List of Registered PP-SME Participating Entities, respectively (as of 7 May 2020). Therefore, the said company’s offering of either newly issued shares or shares of the

Exchange of Thailand to establish the Securities Investor Protection Fund (SIPF). The SIPF pays compensation for damages due to securities trading disputes between investors and market participants either

implementing the cross-border equity offering and the issuance of DR, and also covers issuing guidelines to provide guidance for issuers who wish to offer securities, either cross-border equity offering or DR

Earlier, the Civil Sanction Committee decided to impose civil penalties against the 40 offenders for manipulating AJD shares* but they either failed to acknowledge or refused to comply with the

price changes of instruments or underlying assets in a way that causing potential loss to business operators. This happens when the operators take positions (either long or short) in these securities

, there was no indicator to help clearly assess progress of developing either of them.  The SEC therefore supports Thaipat Institute to develop the first progress indicators in Thailand, in line with

, permissible to be offered to institutional investors and high net worth investors, either directly or through intermediaries. Due to the instruments? characteristics of high risk and complexity, the investment