continual basis from 2015 to 2017; (2) managing private funds without taking the clients’ best interest into consideration. In so doing, he arranged for the clients to invest in a foreign fund
mutual fund management: Asset management company (AMC) shall have fiduciary duty to protect the interest of unitholders. In so doing, AMC shall lay out a policy for preventing and monitoring any act that
The Securities and Exchange Commission (SEC) organized a volunteer activity under the theme, “Doing Good Deeds for the Country and the People” in celebration of the auspicious occasion of His Majesty
VDO Conference ในการประเมินเพื่อจัดอันดับความยาก-ง่ายในการประกอบธุรกิจของประเทศไทย (Ease of Doing Business) ในเรื่องการคุ้มครองผู้ลงทุนรายย่อย (Protecting Minority Investors) โดยมีผู้แทนสำนักงานศาล
ประสบการณ์ในการให้คำปรึกษาโครงการที่สำคัญ เช่น การพัฒนาความยากง่ายในการประกอบธุรกิจ Ease of Doing Business และการจัดทำแผนธุรกิจขององค์กร เป็นต้น _______________________
fill in the vacancies and meet the quorum requirement. In so doing at the Extraordinary Shareholders’ Meeting No. 2/2560 on 14 February 2017 and the Annual General Shareholders’ Meeting on 2 May 2017
business sectors. In so doing, the SEC cooperates and discuss with the Association of Investment Management Companies (AIMC) to amend the regulations for calculation and announcement of net asset value
as originally intended by the investor. In so doing, she made and sent false documents to the investor to lure the investor into believing that the subscription transactions had been executed
, Managing Director of PTL and PAPL Director, acquired the information related to PTL’s operating results in the financial statements of specific businesses and the consolidated financial statements for the
Company”) would like to announce the operating results for the year ended December 31, 2018, which has been audited by an auditor as follows: Unit: Million Baht CONSOLIDATED FINANCIAL STATEMENTS For the