(UNOFFICIAL TRANSLATION) Codified up to No.12 As of 6 August 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchan...

(UNOFFICIAL TRANSLATION) Codified up to No.12 As of 6 August 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 43 FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exc...

shall have the duties as instructed by the AMLO, including: (1) set out a risk assessment policy or any guidance for the prevention of the financing of terrorism; (2) freeze the assets of the designated

and submit the key financial ratio of the year 2022 within the period specified by the Notification of the Capital Market Supervisory Board resulted from the instructions or the failure to give

SABUY’s failure to prepare and submit 56-1 One Report of the year 2022 within the period specified by the Notification of the Capital Market Supervisory Board resulted from the instructions or the failure

submit the financial statement for the year 2022 within the period specified by the notification of the Capital Market Supervisory Board resulted from the instructions or the failure to give instructions

submit an Interim Management Discussion and Analysis for the year 2022 (MD&A) within the period specified by the notification of the Capital Market Supervisory Board resulted from the instructions or

from the instructions or the failure to give instructions which is a duty required to be performed. SEC Act S.300 in conjunction with 56(3)(4) Settlement Committee Meeting No. 2/2024 Settlement

;s failure to prepare and submit the financial statement for the year 2022 within the period specified by the notification of the Capital Market Supervisory Board resulted from the instructions or the

Capital Market Supervisory Board resulted from the instructions or the failure to give instructions which is a duty required to be performed. SEC Act S.300 in conjunction with 56(3)(4) Settlement