that six directors of the SET Board of Directors would be appointed by the SEC Board, while four would be selected among the SET members. In appointing those six members, first of all, the SEC Board
separate juristic person from the Stock Exchange of Thailand (SET), as recommended by the Ministry of Finance, and appointing the SET chairman as CMDF president, and the SET executive as CMDF manager. In
? signatures in the application for opening trading accounts, signature card, and agreement for appointing an agent or broker of Fareast Securities Co., Ltd. Pailin was named as another defendant as the
appointing a securities company to perform duty as a representative responsible for the trading of units of a collective investment scheme and a letter appointing a local representative of the CIS operator in
broker, by itself or by assigning overseas derivatives business operator as agent, may provide client with service of submitting derivatives trading order in overseas derivatives exchange. Clause 4. In
every individual or juristic person assigning the management of such funds is institutional investor or qualified as high net worth investor(8) Organizations or juristic persons established under specific
increase or decrease of credit limit suitable for clients’ repayment ability, and updating clients’ information and reviewing each client’s credit limit at least once a year; (3) appointing a committee to
___________________________________________________________________ Remark : The rationale for issuing this Notification is to prescribe the rules for appointing or allowing director, manager or person with power of management of one securities company to be or