SEC Search

TikTok account "aurora.gold.tradi8" impersonates "Aurora Design Plc." : Unlicensed securities and derivatives business (Disclosure Date : 18/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2797&CaseYY=2567

Investor Alert : TikTok account "aurora_gold.and.jewelry" impersonates "Aurora Design Plc."

TikTok account "aurora_gold.and.jewelry" impersonates "Aurora Design Plc." : Unlicensed securities and derivatives business (Disclosure Date : 18/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2798&CaseYY=2567

Investor Alert : TikTok account "auroragold_1" impersonates "Aurora Design Plc."

TikTok account "auroragold_1" impersonates "Aurora Design Plc." : Unlicensed securities and derivatives business (Disclosure Date : 18/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2799&CaseYY=2567

Investor Alert : TikTok account "arr_gold_trading" impersonates "Aurora Design Plc."

TikTok account "arr_gold_trading" impersonates "Aurora Design Plc." : Unlicensed securities and derivatives business (Disclosure Date : 18/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2800&CaseYY=2567

Investor Alert : TikTok account "arrgoldtrade" impersonates "Aurora Design Plc."

TikTok account "arrgoldtrade" impersonates "Aurora Design Plc." : Unlicensed securities and derivatives business (Disclosure Date : 18/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2801&CaseYY=2567

Investor Alert : TikTok account "auroragold1" impersonates "Aurora Design Plc."

TikTok account "auroragold1" impersonates "Aurora Design Plc." : Unlicensed securities and derivatives business (Disclosure Date : 18/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2802&CaseYY=2567

Investor Alert : TikTok account "auroragoldandjewelry_th" impersonates "Aurora Design Plc."

TikTok account "auroragoldandjewelry_th" impersonates "Aurora Design Plc." : Unlicensed securities and derivatives business (Disclosure Date : 18/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2803&CaseYY=2567

Investor Alert : TikTok account "taen2929" impersonates "Aurora Design Plc."

TikTok account "taen2929" impersonates "Aurora Design Plc." : Unlicensed securities and derivatives business (Disclosure Date : 22/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2938&CaseYY=2567

ลูกค้าเมื่อเกิด internal short

การขายชอร์ตและการส่งมอบหลักทรัพย์ เพื่อการบริหารความเสี่ยงจากการทำหน้าที่เป็นผู้ดูแลสภาพคล่อง (market maker)ของบริษัทหลักทรัพย์ และการจัดการทรัพย์สินลูกค้าเมื่อเกิด internal short

http://law.sec.or.th/content/3012/5065/1#5065