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e-service Online Submission IP/FG >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   3/2544 (Synopsis)   02/02/2001 2

(Synopsis)   05/11/1997 2. Notification of the Office of the Securities and Exchange Commission  SorThor 42/2540 Operations Relating to Lending of Money for Purchasing Securities and Lending of Securities to

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Complaints of Clients dated 3 August 2009; (2) The Notification of the Capital Market Supervisory Board No. Tor Thor. 63/2552 Re; Rules, Conditions and Procedures for Brokerage and Dealing of Securities Which