UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 30 Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems...

papers, sharing expertise and enforcement collaboration. The cooperation will not contravene public interest and will be in accordance with laws and regulations under the supervision of each organization

Luxembourg ("CSSF") to promote mutual collaboration in exchanging information on the supervision of mutual funds on November 28, 2012.The MoU aims to enhance collaboration in exchanging information on

create a regional database containing key capital markets information as a tool for market development and future cross-border collaboration. To mark the new era of the Mekong capital market cooperation, a

executives. The visit aimed to facilitate the exchange of knowledge and experiences regarding the oversight of digital assets in Thailand and Malaysia. This initiative is part of the collaboration under the

Thailand, on the occasion of H.E. visit to the SEC Office on 9 July 2019 to share views on mutual collaboration between EU and Thailand and the SEC policy on promotion of human rights in business practice

Ms. Jittikarn Wongkampoo, Director of Corporate Communication Department, the Securities and Exchange Commission (SEC), engaged in a discussion on “Strengthening Collaboration against Scams for a

Aiming to create tangible digital transformation, the MOUs are the SEC’s first multilateral cooperation with the country’s leading digital driver organizations, namely (1) the Ministry of Digital

the cooperation to disseminate knowledge on finance, investment and savings and to train personnel to ensure they have financial knowledge and understanding so that they can transfer it to students

-called Know Your Customer (KYC)/ Customer Due Diligence (CDD) rules and to report suspicious transactions.  Moreover, in cooperation with securities business operator, the SEC sets up standards and