B.E. 2535 (1992) or Section 23 of the Derivatives Act B.E. 2546 (2003) ; (b) having the qualifications and not possessing the prohibited characteristics as specified in Chapter 3. (4) for appointing or

. 2535 (1992), the Capital Market Supervisory Board hereby issues the following regulations: Clause 1 This Notification shall come into force as from 1 July 2017. Chapter 1 General Provisions Part 1

Section 56, regardless of whether such duty is resulted from an offer for sale made by such public limited company or by its shareholder, shall be in compliance with Chapter 2; (5) An offer for sale of

Board hereby issues the following regulations: Clause 1 This Notification shall come into force as from 1 July 2017. Chapter 1 General Provisions Part 1 Objectives of the Supervision of Derivatives

shall file the registration statement as specified by Chapter 2 and the draft prospectus via the form as specified by Section 72 (of the SEA) with the SEC Office by adhering to the following procedure: (1

Thailand shall be in accordance with criteria under Chapter 1 of Part 4; (b) an offering of the whole amount of debt securities to investors abroad shall be in accordance with criteria under Chapter 2 of

. Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the

(1992); “Commercial Bank” means commercial bank under the law on commercial bank business. Chapter 1 Criteria for Approval to Use Derivatives Investor Contact Service Clause 3 . Derivatives broker shall

bank under the law on commercial bank business. (Translation) -2- Chapter 1 Criteria for Approval to Use Derivatives Investor Contact Service Clause 3. Derivatives broker shall use derivatives investor

(1992); “Commercial Bank” means commercial bank under the law on commercial bank business. (Translation) -2- Chapter 1 Criteria for Approval to Use Derivatives Investor Contact Service Clause 3