the property of the SEC Office. Chapter 2 https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-spv.docx explan-digital.docx ผ่านการเสนอขาย โทเคนดิจิทัล การประกอบธุรกิจสินทรัพย์ดิจิทัล
revenue. The fees shall become the property of the SEC Office. Chapter 2 https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-spv.docx explan-digital.docx ผ่านการเสนอขาย โทเคนดิจิทัล การ
Chapter 1; (2) Additional Rules on Transactions for Clients with Intermediaries or Connected Persons shall be in accordance with Chapter 2; (3) Disclosure of Information related to Acts That May Cause a
of provident funds for customers. “Office” means the Office of the Securities and Exchange Commission. Chapter 1 Mutual Fund Management Clause 3. In cases where the mutual fund management company
(Translation) 2 Chapter 1 General --------------------------------------- Clause 3. In off-exchange service of derivatives broker, derivatives broker shall provide service only for institutional investor, and in
prevention and management of conflicts of interest to be in the same manner with respect to the following matters: (1) Excessive Transactions for Clients shall be in accordance with Chapter 1; (2) Additional
Commission Internal Control System to Prevent the Misuse of Client’s Assets Chapter 1 Management oversight system Management shall be responsible for providing; 1. Policies and practices on keeping client’s
(Mr. Somkid Jatusripitak) Minister of Finance Chairman of the Securities and Exchange Commission (Translation) Internal Control System to Prevent the Misuse of Client’s Assets Chapter 1 Management