e-service Online Submission See canceled document Derivatives Dealer >> Risk Control Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory
e-service Online Submission See canceled document Derivatives Dealer >> Licensed Companies Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Securities and
Kingdom of Thailand so permit by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In this Notification: “ intermediary ” means a securities company and
Kingdom of Thailand so permit by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In this Notification: “intermediary” means a securities company and a
Thailand so permit by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In this Notification: “intermediary” means a securities company and a derivatives
in the category of inter-dealer brokerage; (3) a securities company in the category venture capital management; (4) a derivatives intermediary in the category of derivatives advisory; (5) a person
following cases: (1) those persons appointed by an intermediary in the following categories: (a) securities finance; (b) venture capital management; (c) securities borrowing and lending; (d) inter-dealer
e-service Online Submission See canceled document Securities Dealer Business >> Business Conduct Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market
: Contact person: Email: Name of local representative: Contact person: Email: Name of local intermediary: [in case of an ETF, please state the names of market maker and participating dealer of ETF] Contact