trading by minimum disclosure of the following information: (1) information relating to the financial status, credibility and scope of the derivatives dealer ’s business; (2) detailed information pertaining
In this Notification: "derivatives dealer" means a person holding a license to undertake a derivatives business in the category of derivatives dealer; "institutional investor" means an institutional
ซักซ้อมความเข้าใจเกี่ยวกับการเพิ่มทางเลือกในการใช้บริการผู้ดูแลผลประโยชน์ของคู่สัญญา (escrow agent) เพื่อเก็บรักษาหรือดูแลทรัพย์สินของลูกค้า
ชื่อผู้ได้มา/จำหน่าย :?GOLDMAN SACHS INTERNATIONAL (acting through its agent GOLDMAN SACHS (ASIA) L.L.C.) | ประเภทหลักทรัพย์ : ใบสำคัญแสดงสิทธิที่จะซื้อหุ้น | วันที่มีหน้าที่ : 30/05/2545
. ----------------------------- Notification of the Securities and Exchange Commission No. SorNor. 31/2547 Re: Appointing System of Custodian Agent By virtue of Section 4(3)(G) of the Notification of the Securities and Exchange Commission No
case of foreign ETF established as trust [ ] 4. Evidence on the appointment of a local representative in Thailand as the agent of CIS Operator ( issued by CIS Operator ) [ ] 5. Evidence on the
case of foreign ETF established as trust [ ] 4. Evidence on the appointment of a local representative in Thailand as the agent of CIS Operator (issued by CIS Operator) [ ] 5. Evidence on the appointment
. KorThor. 12/2553 Re: Determination of Undertaking not Deemed as a Derivatives Dealer By virtue of Section 3 and Section 9 of the Derivatives Act B.E. 2546 (2003) which contains certain provisions relating