regulations specified by the SEC and arrange for IT security audit and a penetration test by a knowledgeable and skilled auditor who is independent from the responsible IT Unit before commencing service
will not accept his re-application for approval as capital market personnel until the lapse of ten year period commencing from November 14, 2014. Earlier, the SEC had imposed criminal sanction on Nakul?s
: ............................................................................................................................... 2. Starting Date of Operation: ............................................................................................................ 3. Details of the Company: 3.1 Scope of operation of the
within 30 days, starting from 24 February 2025, and disclose the special audit report through SETLink as well.
youngsters’ knowledge on savings and financial disciplines and cultivate a personal finance ability as a life skill, starting from young ages to grow a strong saving habit in adulthood.
through the ORAP system, which has recently been updated. The extended submission period will take effect, starting from the 2024 renewal cycle onwards. Generally, the SEC reviews each application
of securities and futures contracts for a period of four days, starting from 8 April 2025, Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), said: “This
capital market auditor for a period of two years, starting from 8 October 2019. The SEC has also advised KPMG to conduct a root cause analysis on Patamavan’s performance deficiencies and lay out a
approval for him as capital market business personnel for four years, starting from 29 January 2021. As a result, he is also banned from holding the positions of director and executive of capital market