Kulthorn Kirby Public Company Limited Kulthorn Kirby Public Company Limited (“KKC”) had duties to prepare and submit a financial statement for year 2022 through the transmission system of the Stock

Kulthorn Kirby Public Company Limited Kulthorn Kirby Public Company Limited (“KKC”) had duties to prepare and submit the Interim Management Discussion and Analysis for the year 2022 (“MD&A

Board by failing to perform its duties with due care and preserve the interest of the debenture holders as would reasonably be expected of similar professionals. SEC Act S.46 Settlement Committee

FL 2024 CO., LTD FL 2024 CO., LTD. ("FL") (Former FINANCIAL LINK MUTUAL FUND BROKERAGE SECURITIES CO., LTD.) a company licensed Securities Brokerage : Investment Units, had duties to

Securities Brokerage : Investment Units, had duties to prepare and submit the financial statement for first period of six months of the year 2023 within October 2, 2023 However, FL prepared and submitted the

Phillip Asset Management Company Limited Phillip Asset Management Company Limited had duties to prepare and submit the Daily Subscription and Redemption Report of Mutual Fund (“Form A-2”) to the SEC

result of his failure to order or act in accordance with duties required to be performed. SEC Act S.300 in conjunction with 56(2)(4) Criminal Complaint Filed with an Inquiry Official Dated 28/10/2022

Kannithi Company Limited Kannithi Company Limited had duties to prepare and submit 3 results of the bill of exchange sale report to the SEC Office within the period as specified by the Securities and

digital assets to be offered for trading, including the delisting of digital assets. Moreover, Zipmex failed to perform its duties with due care as the professional should exercise in accordance with

Market Board, due to his failure to order or act in accordance with duties required to be performed. This case is in the process of inquiry by the inquiry official. SEC Act S.300 in conjunction with 56