Exchange Act 2535 100 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board TorKhor. 35/2553 Rules, Conditions and Procedures for Appointment of Agents for Selling Investment Units
. 23/2544 Re: Rules, Conditions and Procedures for Investment Advisors and Appointment of Investment Advisory Agents By virtue of Section 14, the second paragraph of Section 100 and Section 115 of the
Notification shall apply to outsourcing function related to business operation to a third party, excluding the following cases: (1) an appointment of a third party to be an agent or a broker of a securities
Section 135 Securities and Exchange Act B.E. 2535 Section 135. In the management of a private fund, the securities company shall arrange for the appointment of a custodian with an approval of the
May 7 ,2020 Dear Director and The Manager of SET Re: Clarification on the Operating Result of Quarter 1/2020 and the Appointment of Auditor Thai economy of quarter 1/2020 tends to shrink from the
facilitate the financial statements submission to SEC, as required. However, the companies must propose the auditor appointment for the shareholders’ consideration at the next shareholders’ meeting to be