-General said that under the primary listing regulations, the supervision on foreign companies? public offerings of shares in Thailand will be in line with those applicable to Thai companies while certain
decision without taking into account fundamental factors. In addition, lucky draw campaigns are prohibited to prevent the overinvestment or overuse of services. The revised rules will be applicable to all
and a minimum of 10 million baht in paid-up capital will also be applicable. Meanwhile, annual license fee will be lowered for the all Type D licenses brokering at least 3 types of the investment unit
agricultural futures business operators, the SEC will issue regulations to allow them to apply for a license under the Derivatives Act. The regulations will be in line with those currently applicable to
, the SEC Office hereby issues the following regulations: Clause 1. This Notification shall come into force as from 16 September 2011. Clause 2. This Notification shall be applicable to the following
Clause 3. Law on administrative procedure shall, mutatis mutandis, be applicable to a consideration and imposition of administrative sanction and consideration on an appeal against such imposition. Clause
the CIS 1.3 Amount and details of units of the CIS offered for sale 1.4 Expected selling price per unit (e.g. NAV or NAV+front-end fee) 1.5 Financial statement (if applicable) 1.6 Fund manager and major
price per unit (e.g. NAV or NAV+front-end fee) 1.5 Financial statement (if applicable) 1.6 Fund manager and major unitholders of the CIS (if applicable) 1.7 Auditor 1.8 Procedures for offering of the CIS