, issuers, selling agents and investors. Their participation will be vital to enhance linkages between the Thai and global capital markets and thus uplift Thai capital market development. SEC Secretary

convenient access to paying agents have been allowed to reach out the investors. Furthermore, new types of mutual funds permissible to invest in a variety of assets have been introduced; for example, mutual

temporally supporting expense to Company’s master agents in COVID-19 situation. Profits 1) Gross profit in 2Q2020 was Bt120.12mn, as a result of declining in core revenue, kiosk improvement to support new

personal loan business to Boonterm kiosk’s Master Agents (Mas), sub-agents, Mas’ employees, and FSMART affiliated companies’ employees. The Company also offered CRM activities, including reward points

(2020) - Brokerage No. Dataset name Report period File Description 1 Quarterly Revenues and Expenses of All Securities Companies and Derivatives agents (unaudited) (2017-2019) - 2 Quarterly Revenues and

e-service Online Submission See canceled document Derivatives Agent >> Port Investment of Derivatives Agents   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

on their behalf by those agents. As sophisticated investors with influence, often including voting rights, institutional https://www.sec.or.th/cgthailand/TH/Documents/Assessment/ICGN%20Institutional

with large numbers and/or high value transactions (e.g. banks, travel agents https://www.sec.or.th/TH/Documents/Auditor/QAQR-04.xlsx securities-ITchecklist.xlsx Timeline การปฏิบัติตามประกาศ IT กรอบระยะ

experts who share their views on Hong Kong fund industry landscape, the role of transfer agents, and Hong Kong tax system. The participants include fund managers, custodians, and fund distributors from 29

’ decision making; (4) None of the intermediaries or selling agents under the SEC supervision have been licensed to undertake digital asset businesses; (5) These ICOs may lack trading liquidity and may not