served.Investors are strongly advised to be careful and not to allow investment consultants to make trading decisions for them. Compliance unit should be immediately informed if a trading account is used without the

session. Besides, {A} admitted that she advised the client to sell the other securities to settle the buying order which the client agreed and asked her to submit the selling order via mobile phone

, SEC Chief advised that financial institutions and business operators lay out a comprehensive risk management scheme, covering five specific areas of business operation, as follows

therefore advised that the JMT shareholders study the matter in detail, exercise the right to protect their interest, and seek clarification from the company?s management to gather complete information before

Bangkok, June 29, 2015 ? The SEC advised shareholders of Chai Watana Tannery Group Public Company Limited (CWT) to study CWT?s investment proposal for waste incineration plant project. As the

. Investors are strongly advised to consult the SEC list of licensed and registered intermediaries under the License Check and Investor Alerts banners at www.sec.or.th. Whistleblowers may report clues or

SEC, which is not the case at all.?  Investors are strongly advised to check whether solicitors have properly obtained a license from the Ministry of Finance or the SEC at www.sec.or.th under the

securities business operation can give additional information to the ECD Police at 0-2237-1199.Investors are strongly advised to consult the License Check page at www.sec.or.th to verify the status of

, however, requires only a certified photocopy of a valid original photo ID issued by a governmental agency such as the ID card or passport.  The SEC has also advised that listed companies reconsider their

-1199.To ensure proper legal protection, those who are interested in making investment in derivatives are strongly advised to check whether the soliciting companies are authorized by the SEC or the