such restrictions or duties; (5) avoids any action which may cause conflicts of interest or cause business operation out of reaching professional standards unless it is the action performed under the
than one investment advisory companies, the investment advisory agent shall, prior to giving an advice, declare to the customer that such advise is acted on behalf of the agent of which investment
investment to minimise risk Suspense the potential new investments Social Responsibilities The Company has also fulfilled various social responsibilities during this crisis. For instance, MACO has acted as
Notification and has acted with best care to ensure enforceability of the trust instrument under the law; (2) an application for approval for becoming an asset trustee in cases where the person who wishes to
agent shall, prior to giving an advice, declare to the customer that such advise is acted on behalf of the agent of which investment advisory company. Clause 14. Prior to giving the first general advice
prescribed under Clause 22/2: (1) within a period of five years prior to the date of submitting the application: (a) having acted in violation of any rule or condition related to securities offering in a
UNOFFICIAL TRANSLATION Codified up to No. 12 As of 14 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 49/2555 Re: Issuance and Offer for Sale regarding Units of Real Estate Investment Trust _____________________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Ac...
unitholders. 5 Clause 7 The SEC Office may prescribe a guideline in detail for the purpose of compliance with the rules in this Notification and a management company having acted in accordance with such
and a management company having acted in accordance with such guideline shall be deemed to have complied with the rules prescribed herein. Part 1 Application for Approval and Granting of Approval for