) Elevate standards for the supervision of gatekeepers to prevent inappropriate conduct, and (3) Leverage technology to broaden access to financial information of small-and medium-sized listed firms
-party management) 17 2. 3 การบริหารจัดการทรัพย์สินด้าน IT (IT asset management) 23 2. 4 การรักษาความมั่นคงปลอดภัยของข้อมูล ( data security) 26 2. 5 การควบคุมการเข้าถึงข้อมูลและระบบ IT (access https
2. 3 การบริหารจัดการทรัพย์สินด้าน IT (IT asset management) 23 2. 4 การรักษาความมั่นคงปลอดภัยของข้อมูล ( data security) 26 2. 5 การควบคุมการเข้าถึงข้อมูลและระบบ IT (access https://publish.sec.or.th/nrs
management of digital wallets for custody of digital assets and keys Bangkok, 17 January 2023 – The Securities and Exchange Commission (SEC) has issued regulations requiring digital asset business operators
redemption is not allowed.In addition, in case of advertisement of past performance, the information must be presented in comparison with other trigger funds currently or previously under management of the
promote fundraising and investment in investment tokens and to support interested securities business operators in providing services related to the said products. This in turn would increase access
knowledge and relevant experience as a means to further gauge investors’ ability to take risks. The new rule will also allow investors to access a more diverse range of products and businesses to gain more
Earlier, the SEC Management led by Secretary-General Ruenvadee Suwanmongkol had a meeting with Mr. Robert Scharle, CEO of LuxSE, and executives on 31 January 2020 to discuss and share experiences
all sectors of the capital market, namely the Association of Thai Securities Companies (ASCO), the Association of Investment Management Companies (AIMC), the Thai Bankers Association, the Association of