on a new role in a familiar organization and working environment, with the primary goal of leading the SEC as a regulatory agency that develops the capital market and supports economic growth. Under

, effective from 12 October 2018;  (b)  suspending the approval of {B} as securities investment consultant and banning her from working as branch manager in charge of capital market business of the bank for two

I, Mr./Mrs./Miss ………………………. ……(applicant’s name), certified public accountant number ………………... working with ……………………………….(name of audit firm’s) an audit firm incorporated in …………………………………...…….. (name

Goals (SDGs), the government cannot do it alone. It will require a shared responsibility and strong engagements of all stakeholders. Private sectors need to play a critical role in working hand in hand

extension would create credibility and confidence in the operation of business operators as well as the execution of transactions in the capital market and the digital asset market in line with international

SEC Secretary-General Ruenvadee Suwanmongkol said: "As capital market personnel, investment consultants, investment planners and investment analysts all have important roles to play. Therefore, the

. This marked the first time since 2007 that minority shareholder protection score was among the top 10 ranking,” This significant leap is the result of the SEC’s adjustment of its working practices

’ businesses, increase their liquidity derived from trading in more than one exchange and access to larger pool of potential investors.This MOU will cover the establishment and functions of the working team

Kong and Thai capital market participants and expand the business opportunities for the cross-border offerings of funds under the HK-TH MRF, following the Memorandum of Understanding between the

In the 27th ACMF Meeting at Singapore on 10 October 2018, Thailand’s SEC, as a chair of a working group, has introduced “ACMF Pass,” a framework to facilitate cross-border movement of investment