adverse incidents;            (2) To align the submission timeline for risk level assessment (RLA) reports and IT audit reports to the same period, specifically within the first quarter of each calendar

respondents, SEC has allowed more types of businesses within the four business groups to participate in a regulatory sandbox, as follows: (1)  Intermediaries, i.e., securities investment advisory service

/audited financial statements of 2012 within September 30, 2014.

fails to comply with the SEC Board’ order pursuant to Section 35, Paragraph 2, of the Digital Asset Business Law, within a specified period of time, the SEC Board may propose to the Miniter of Finance for

rectified financial statements. However, the SEC found that NRF has sufficient time to complete the rectification of the financial statements within the prescribed deadline. Since financial statements are

prepare and submit financial statements or reports on financial position and operating results, and must have a record of annual fee payment within deadline. The relief measure will take effect from 23

The SEC’s instruction followed the latest developments within IFEC organization, namely the resolution of IFEC Extraordinary Shareholders’ Meeting No. 1/2561, appointing new directors to fill in the

Requirement Test (SMART) Center at Thammasat University, providing that the result must be within two years from the date of passing the examination.  Apart from passing the examination, the application must

. (Pace One) and Pace Project Three Co., Ltd. (Pace Three) and submit to the SEC as well as publicly disclose the information within 14 days.PACE's auditor issued a disclaimer of conclusion on the

complaint inspection report from Apple Wealth Securities, the SEC has investigated further and found that Pisist had solicited a client to trade securities to earn the set interest rate of 8 percent within