. Investors are strongly advised to consult the SEC list of licensed and registered intermediaries under the License Check and Investor Alerts banners at www.sec.or.th. Whistleblowers may report clues or

regard, SEC has reviewed regulations on the operation of investment management business as prescribed in two notifications by applying the guidelines of the Regulatory Guillotine scheme to ensure

products that are better aligned with investors’ risk profiles and investment needs.Accordingly, the SEC has issued notifications* to amend the relevant criteria, with the key details as follows:    1

fund supervisors No. Nor Jor. ( Wor) 6/2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border offering of funds between Hong Kong Special Administrative Region of the

brokerage, securities dealing or undertaking of investment units All mutual fund supervisors No. Nor Jor.(Wor) 6/2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border

fund supervisors No. Nor Jor. ( Wor) 6/ 2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border offering of funds between Hong Kong Special Administrative Region of the

International Securities and Commodities Alerts Network (I-SCAN) ซึ่งมีไว้สำหรับรวบรวมข้อมูลพฤติกรรมที่เข้าข่ายหลอกลวงลงทุน บริษัทที่ไม่ได้รับใบอนุญาต รวมไปถึงการกระทำอื่นใดอันเป็นที่น่าสงสัยจากประเทศสมาชิกในการ

) Asset Management, (4) Digital Assets & Digital Finance, (5) Scam Alerts, and (6) Smart Investors - Tips and Tricks. Moreover, for the first time this year, the SEC will organize an onsite event on

. Furthermore, IOSCO encourages platform service providers to utilize IOSCO International Securities and Commodities Alerts Network (I-SCAN), which is designed to collect data on behaviors indicative of

the users updated on important news and the latest developments such as investor alerts, quality evaluation results of listed company annual general shareholders’ meetings conducted by the Thai