suggestions gathered from the previous hearing on the principles of the said rules conducted in January. Essentially, the draft rules emphasize the improvement of information disclosure and clearer warning of
(เป็นระดับ early warning เท่ากับ 10.5% หรือ 37.5 ล้านบาท กรณีประกอบธุรกิจหลักทรัพย์และเป็นตัวแทนซื้อขายสัญญาซื้อขายล่วงหน้า/ หรือ 22.5 ล้านบาท กรณีประกอบธุรกิจหลักทรัพย์หรือเป็นตัวแทนซื้อขายสัญญาซื้อขาย
securities sold is less than the minimum amount specified by the issuer, the reasons for the cancellation of the offer for sale, and the securities subscription, etc.) - State the warning statement for
; (2) “supervisor” means a person in charge of supervising the work of financial advisory unit who has been or is to be assigned to co-sign with the financial advisor in the letter of certification of
word “draft prospectus” in red letters, at a size not smaller than the size of the general statements in the above-mentioned documents, which shall be clearly visible; (b) a warning statement presenting
=1,555,559 Property / Infrastructure Fund ( 0 record(s) found) Asset Management Company Name Supervisor Company Name Fund Name Fund Abbr. Name Unit Par https://market.sec.or.th/public/idisc/en/Product
( 0 record(s) found) Asset Management Company Name Supervisor Company Name Fund Name Fund Abbr. Name Unit Par https://market.sec.or.th/public/idisc/en/Product/NewProduct New Products ดิจิทัลเพื่อการ
) Asset Management Company Name Supervisor Company Name Fund Name Fund Abbr. Name Unit Par https://market.sec.or.th/public/idisc/en/Product/NewProduct New Products ดิจิทัลเพื่อการลงทุน ICO G = 5,559 D
://publish.sec.or.th/nrs/6497se.pdf New Products ดิจิทัลเพื่อการลงทุน ICO G = 5,559 D = 155,559 H =1,555,559 Property / Infrastructure Fund ( 0 record(s) found) Asset Management Company Name Supervisor Company
understanding; (5) provide additional warning that high-risk or complex capital market products are different from plain vanilla products; (6) inform clients about the risk which may arise from service or