/201712/17101199.pdf 6611pe.doc trading orders by themselves through an electronic system arranged by the intermediary at the temporary office. (2) in case of accepting trading orders of capital market
Exchange Commission) Form 92-2 / 18-2 Application for Establishment of Branch Office or Conversion of Online Branch Office to Full Branch Office Securities company / derivatives intermediary 23/07/2013
Debenture Equity ESG Data Digital Asset Intermediary & Professional Intermediary https://secopendata.sec.or.th/Intermediaries/Professional SEC Search /secweb/select?q=สินทรัพย์ดิจิทัล OR " Digital assets" OR
Intermediary & Professional Intermediary https://secopendata.sec.or.th/Intermediaries/Professional SEC Search OR "electronic property" OR "electrical asset" OR "electrical possession" OR " digital asset" OR
hereunder: “intermediary” means a securities company or a derivatives intermediary. “fund management company” means a securities company licensed to undertake securities business in the category of mutual
-2 / 18-3 Application for Establishing Representative Office Abroad Securities Company / Derivatives Intermediary Name of Company
Application for Establishing Representative Office Abroad Securities Company / Derivatives Intermediary Name of Company
: “intermediary” means securities company or derivatives intermediaries but shall not include the following intermediaries: (1) a securities company in the category of investment advisory; (2) a securities company
CIS operator ที่จะมาเสนอขายหน่วยลงทุนต่างประเทศในไทยได้โดยตรง โดยไม่จำเป็นต้องกำกับดูแลผ่านตัวแทนขายในไทย (local intermediary) ทั้งนี้ สำนักงานได้ดำเนินการยกร่างประกาศที่เกี่ยวข้องจำนวน 11 ฉบับ (+ Form