client and {A} indicated that the client may have entrusted {A} to make decisions on securities and derivatives trading for the client whose trading orders were unclear, and that {A} had made trading
>> Procedure for Incorrect Pricing Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535 117 12/03/1992 16/05/1992 Contact The Securities and
company. This is to help prevent any deficiencies and mitigate the risk of issuing incorrect financial statements;Selecting auditors with quality and expertise by assessing audit quality aspect rather
misconduct above is deemed an execution of concealed transactions, asset misappropriation, permission of false accounting transactions and preparation of incorrect accounting records. In addition, he informed
case and found that the above eight persons had jointly acted, or colluded, or aided and abetted the falsification of AMAC?s documents and accounts or preparation of incorrect 2008 and 2009 financial
, failing to perform duties responsibly, and consenting to preparation of incorrect accounting records. The nine offenders are: (1) Miss Neeranuch Na Ranong, former vice chairman and chief executive director
the mutual fund needs to be dissolved. Division 3 Action to Take When an Investment Unit Value or Investment Unit Price is Incorrect ___________________ Clause 13 In this Division: “price compensation
the part relating to his or her responsibility, incorrect and incomplete information and functioning of the computer system, failure to achieve information or utilise computer system consistently or in
value of the businesses and help mitigate risks associated with incorrect financial statements. In this regard, FAP is well aware of the importance on this matter and will push forward to include the