monitored with professional investment advices. If investors encounter any solicitation to transfer money into an account of securities firm, whether or not it is the firm that investors have already opened
, the asset management firm must disclose the information to investors for investment decisions; as well as rectify such non-compliance within two months. Failure to do so may cause the asset management
AOP role in providing relevant knowledge to PVD fund committees and members through training courses and various activities designed to raise the awareness of their rights, roles and responsibilities
measurable climate action plan in alignment with Thailand's goal of achieving Net Zero Emissions by 2065. In this training session, Mrs. Pornanong Budsaratragoon, SEC Secretary-General, and Ms
Court (OAC) in support roles, at the professional level, for a study visit. This visit was part of a training program for OAC officials in support roles who are preparing for promotion to the senior
failed to comply with the rules, conditions and procedures stipulated in the relevant notification. In this regard, Bitkub did not provide customers with cryptocurrency training or cryptocurrency knowledge
Law, Chulalongkorn University, presented the principles, background, and the importance of the workshop, together with faculty members who provided lectures and training. Additionally, Dr. Wilairat
sponsor registration fees for their training courses. The training curriculum will be based on the Institute of Chartered Accountants in England and Wales (ICAEW). In addition, the SEC will coordinate with
Commission governing rules, conditions and procedures for approval for private fund manager and private fund management of private fund manager; “Training institute” means Thailand Securities Institute or any
: .......................................................... E-mail address: ........................................................................................................................ 7. Affiliated with audit firm