for promoting and maintaining security, credibility, transparency and fairness in derivatives trading, as follows: (1) procure a derivatives trading system capable of supporting expected trading volume
placed trade orders in Mr. Peeranut’s account in a manner that manipulated the RPC share price, consequently misleading the public about the price or trading volume of the securities – for example, by
trading activities of ABC shares were inconsistent with normal market conditions. As a result, the closing price jumped from 2.38 baht to 7.80 baht and the daily trading volume significantly increased from
retail investors, compared to others, concentrated in the most active trading volume of securities with a high price to earnings (P/E) ratio as well as those put under cash balance rule. Most of those
average daily trading volume. 1.2 Fees and Service income The Company’s fees and service income in 1Q2018 were Baht 179 million, an increase of 7% from 1Q2017, mainly from an increase in sales agent of
that YCI shares were traded in big volumes. Such manipulation caused the price and the trading volume of YCI shares to be inconsistent with the normal market condition. In so doing, Siwasit was assisted
the price and trading volume of KC shares at that time to deviate from normal market conditions with the intention of persuading other investors to buy or sell the shares as well. The acts were
million baht to 107.25 million baht, increased 12.98 million baht or 13.77 percent, was mainly by the increased in variable trading volume of the securities business, derivatives business, proprietary
, was from an increasing brokerage fee on higher market trading volume. In the amidst of the highly fluctuated market from the outbreak of COVID-19, the average daily market trading volume (excluding