as she allowed Suthee to submit securities trading orders for the client's securities account. She also received incentive payments from such trading. Trading securities on behalf of the client and
derivatives trading orders on behalf of a client. She admitted making trading decisions and sometimes submitting internet trading orders on behalf of the client. Moreover, {B} and Kantanapat, the securities
, she informed her client of the submission of trading orders to rectify trading orders of another person sent through incorrect type of account. Also, {A} admitted that she received trading orders from
her client to buy derivative warrant without informing the client of specific risk of securities, the securities? last trading date and maturity date. {A} admitted that she advised the client to buy
Company’s related company by Mrs. Sutasanee Karnasuta as authorized director and she is a sister to Mr. Polpat Karnasuta as CEO of Nawarat Patanakarn Public Company Limited. Please be informed accordingly
values. Additionally, she outlined strategies for fostering sustainability disclosure in line with global standards to reflect transparency and accountability.In the picture (from left to right):1. Mr
Conference, the Thai SEC Secretary-General gave the opening speech for the event, in which she remarked the benefits of AI in enhancing accessibility to the capital market and Thailand’s commitment towards net
operations and the evolving challenges. She also emphasized the SEC's role in encouraging the business sectors to integrate ESG factors into their operations and value chain to build trust and confidence in
Governor. During the discussion, Ms. Rattaya outlined the SEC’s procedures for handling reports of investment scams from the public and capital market stakeholders. She also emphasized the collaboration
discussion, Ms. Archinee highlighted the SEC’s effort in handling reports of investment scams from the public and capital market organizations. She also highlighted the collaboration between the SEC and social