the IOSCO within 7 June 2019. The discussion between the IOSCO and the SEC took place at Hilton Hotel in Sydney, Australia during the IOSCO Annual Conference, hosted by the Australian Securities

their financial statements for Q1/2011.  Within August 17, 2011, the four companies are required to submit to the SEC and publicly disclose the rectified financial statements which have been reviewed by

Mr. Suchai Stapornchaiyasit Mr. Suchai Stapornchaiyasit inaccurately reported or failed to report to the SEC Office the acquisition of Thai Industrial and Engineering Service Public Company Limited

Mrs. Wipa Stapornchaiyasit Mrs. Wipa Stapornchaiyasit failed to report to the SEC Office the disposal of Thai Industrial and Engineering Service Public Company Limited (“TIES”) (now known as “T

Mr. Anurak Thienthong During 24 October 2018 to 30 March 2021, Mr. Anurak Thienthong failed to report his acquisition and disposition of Thai Enger Holding Public Company Limited (“TIGER”) shares

Miss Pornpin Chivikrai During 26 September 2018 to 7 February 2019, Miss Pornpin Chivikrai failed to report her acquisition and disposition of Thai Capital Corporation Public Company Limited (“TCC

Mr. Yongyuth Ngamkaiwan Mr. Yongyuth Ngamkaiwan, the person who is responsible for the operation of Thai Unique Coil Center Public Company Limited (TUCC), failed to supervise TUCC to prepare (1) the

On 22 March 2024, the Securities and Exchange Commission (SEC) collaborated with capital market organizations, namely – the Federation of Thai Capital Market Organizations (FETCO), the Stock

shares with par value at Baht 100 per share with these following details: 1.) Transaction Date Within the First quarter of 2020 (November 2019) 2.) Registered capital of Thai Identity Sugar Factory Company

At present, securities and derivatives business operators (Thai business operators)* are allowed to provide services for Thai investors’ investment in foreign capital market products through business