services to protect investors’ asset and stringent supervision on asset separation to keep private funds safe without asking for the approval of being custodian again. Such move will improve flexibility
’ assets and strict supervision on asset separation. The private fund operators can self-custody for its assets under management without applying for the approval of being custodian. Such a move will
plant infrastructure funds to use the capital market to raise funds as the industry is important to national development. The move will bring the regulations into alignment with the government’s
promoting the SEC?s new image through a variety of activities and channels to affirm the readiness of the SEC and every stakeholder to move forward to the new decade,? said SEC Secretary-General Vorapol
Qualifications and Other Prohibited Characteristics of Directors and Executives of Securities Companies (Codified) (Synopsis) 03/08/2009 01/09/2009 5. Notification of Capital Market Supervisory Board TorThor
the Securities and Exchange Commission 35/2548 13/09/2005 01/11/2005 4. Notification of the Securities and Exchange Commission 37/2548 (Synopsis) 13/09/2005 01/11/2005 5. Notification of the
Qualifications and Other Prohibited Characteristics of Directors and Executives of Securities Companies (Codified) (Synopsis) 03/08/2009 01/09/2009 5. Notification of Capital Market Supervisory Board TorThor
/2000 2. Notification of the Securities and Exchange Commission 5/2543 04/04/2000 15/01/2000 3. Notification of the Securities and Exchange Commission 9/2540 (Synopsis) 4. Notification of Capital
19/02/2002 22/02/2002 2. Notification of the Securities and Exchange Commission 16/2553 (Synopsis) 01/12/2010 01/01/2011 3. Notification of the Securities and Exchange Commission KorKhor 7
Qualifications and Other Prohibited Characteristics of Directors and Executives of Securities Companies (Codified) (Synopsis) 03/08/2009 01/09/2009 5. Notification of Capital Market Supervisory Board TorThor